An executive with a passion for the markets wanted to transition from passive index fund investing to actively managing a portion of their portfolio. We provided hands-on guidance in using professional research tools to analyze SEC filings, third party research reports, earnings reports for specific companies and funds. We worked together to build a formal investment thesis, establish risk management rules, and execute initial positions.

 

The client now actively manages a small portfolio and has a repeatable framework for researching and validating new investment ideas.